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North American Securities Administrators Association
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21	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2015-07-28 15:51:22 Economy United States securities law Finance Money Employee Retirement Income Security Act Fiduciary North American Securities Administrators Association U.S. Securities and Exchange Commission DoddFrank Wall Street Reform and Consumer Protection Act Financial Industry Regulatory Authority Financial adviser Securities regulation in the United States
22	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2016-01-29 09:29:26 United States securities law Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Registered Investment Adviser Broker-dealer Financial adviser North American Securities Administrators Association
23	North American Securities Administrators Association, Inc. (NASAASummer Semester Externships (Credit-Only) The North American Securities Administrators Association, Inc. (NASAA) is the oldest international organiz Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2016-04-15 15:02:11
24	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2015-09-30 11:05:49 Economy Finance Money Stock market Credit Financial technology Peer-to-peer Social economy Prosper Marketplace Security Securities regulation in the United States Securities fraud
25	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2015-09-25 13:54:27 United States securities law Economy Law Financial Industry Regulatory Authority Business U.S. Securities and Exchange Commission North American Securities Administrators Association Uniform Securities Agent State Law Exam
26	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2016-01-12 09:39:19 U.S. Securities and Exchange Commission Crowdfunding United States securities law 73rd United States Congress Stock market Regulation D Securities Act Regulation A Direct public offering Jumpstart Our Business Startups Act Securities Exchange Act Security
27	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2015-12-02 09:21:04 United States securities law North American Securities Administrators Association Financial Industry Regulatory Authority Joseph Borg U.S. Securities and Exchange Commission Broker-dealer Financial adviser
28	Written Testimony of William Beatty Washington Securities Division Director and Past-President of the North American Securities Administrators Association, Inc. House Committee on Financial Services, Subcommittee on Capi Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2016-04-14 13:05:15
29	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2015-07-28 14:48:35
30	NASAA ENFORCEMENT REPORT 2015 REPORT ON 2014 DATA PREPARED BY: NASAA ENFORCEMENT SECTION SEPTEMBER 2015 Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2015-09-22 08:47:49 United States securities law Financial crimes Economy Law Financial regulation Corporate crime Canadian Securities Administrators U.S. Securities and Exchange Commission Securities fraud Fraud Canadian securities regulation North American Securities Administrators Association

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